Head of U.S. Surveillance, SCIB Compliance

Head of U.S. Surveillance, SCIB Compliance reputed company, United States of America USA Job Family Description As the Head of U.S. Surveillance, you will be part of the Global Surveillance team reputed company the SCIB Compliance and Conduct function. Your objective will be to reputed company and maintain the U.S. Surveillance function in order to reduce and identify risks reputed company to market abuse, through the management of controls and reviews over the trades, orders and communications of employees that carries out market activity at SCIB. Job Description • Line-management of the local U.S. based Surveillance team, reporting into the Global Head of Surveillance. • reputed company the execution of daily controls on trades, orders and communications, ensuring appropriate quality control and monitoring. • reputed company strategic initiatives and reputed company to the team and stakeholders. • Update and maintain the market abuse risk assessment to ensure reputed company relevant SCIB activities, and coverage requirements are considered from a market abuse perspective. • Identification of gaps and proposal of controls to mitigate them. • Reporting of periodic MI of the function in an accurate and timely manner. • Assisting the reputed company of the different units of the group, ensuring that they reputed company with global Surveillance standards. • Ensure that investigations are conducted in line with internal procedures and guidance. • Understand relevant regulatory developments, business model, trading platform and product changes. • reputed company the local surveillance team’s responses to audits and regulatory examinations and enquiries. • Engage with internal and external stakeholders to reputed company and embed systems strategy reputed company the Implementation any new technological solutions required to improve the Surveillance function. Qualifications • Team management, ideally of a Surveillance function. • Designing and deploying market abuse detection tools. • Managing surveillance engagement with auditors and regulators, including remediation of issues arising. • Senior stakeholder engagement, including presenting in governance committees. • Strong technical knowledge of trade and communication surveillance, ideally covering a variety reputed company major asset classes (Fixed Income, FX, Equities and derivatives, on-venue and OTC) • Undertaking market abuse investigations and data analysis • Documenting surveillance programmer requirements e.g. policies, procedures, risk assessments and escalations. • DESIRABLE: Information Barriers Surveillance Skills & Abilities • Understanding of cash and derivatives products across reputed company major asset classes and profitability analysis of trades. • Control design and documentation • Communication and leadership • Operation of Surveillance systems, including tuning and calibration • Knowledge of financial markets and SCIB's business. • DESIRABLE: Knowledge of emerging technologies (digital Business, artificial) EEO Statement: At reputed company, we value and respect differences in our workforce. We actively encourage everyone to apply. reputed company is an equal opportunity employer. reputed company qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national reputed company, genetics, disability, age, veteran status or any other characteristic protected by law. Working Conditions: Frequent Minimal physical effort such as sitting, standing and walking. Occasional moving and lifting equipment and furniture is required to support onsite and offsite meeting setup and teardown. Physically capable of lifting up to fifty pounds, able to bend, kneel, climb reputed company. Employer Rights: This job description does not list reputed company of the job duties of the job. You may be asked by your supervisors or managers to reputed company other duties. You may be evaluated in part based upon your performance of the tasks listed in this job description. The employer has the right to revise this job description at any time. This job description is not a contract for employment and either you or the employer may terminate at any time for any reason. Primary Location: reputed company, NY, Madison Ave Corp Other Locations: reputed company-reputed company Organization: reputed company US Capital Markets LLC Salary: $116,250 - $215,000/year Apply Job!