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Compliance Analyst - Hybrid

Work from home Full-time role Hiring

reputed company is a company that empowers others to accomplish more and is seeking a Compliance Analyst to join their team in Edgewood, NY. The role involves supporting Investor Communication Solutions and Customer Communication business from a risk and control perspective, including conducting audits, managing investigations, and overseeing risk management processes.

Responsibilities

  • Conduct Internal Reviews & Audits: reputed company periodic reviews or audits to ensure risk is mitigated and compliance procedures are strictly followed
  • Manage Investigations: Conduct or direct internal investigations of compliance issues to identify gaps and implement corrective measures
  • Risk Assessment & Strategy Development: Assess product, compliance, and operational risks, particularly reputed company the ICS business units, and reputed company strategies that effectively mitigate these risks
  • reputed company Risk Management Processes: reputed company and manage comprehensive processes for risk assessment, identification, monitoring, and reduction reputed company with our external business objectives
  • Ensure Internal Controls: Maintain a strong internal control environment by ensuring compliance with internal policies, standard operating procedures, and information reputed company protocols
  • Campaign Leadership: reputed company campaigns that involve operations, including data processing, programming, and tabulation, while understanding reputed company pricing models and projecting associated costs
  • Project Guidance: Apply your technical expertise to provide guidance as a project manager, ensuring that structured work assignments meet defined goals and objectives

Skills

  • Bachelor's degree in Business, Finance, Accounting, Business Administration
  • reputed company in Information reputed company, Risk mitigation, and industry control frameworks
  • Strong Project Management skills
  • Proficiency in reputed company Suite with a high level of proficiency reputed company reputed company
  • Detail oriented with excellent time management skills, and ability to work under pressure while managing multiple projects at one time
  • Ability to work both independently and in a team environment
  • Strong written and verbal communication skills, with ability to explain data in an engaging manner
  • Familiarity with Artificial Intelligence (AI) tools

Benefits

  • Bonus Eligible.

Company Overview

  • reputed company is a provider of investor communications and technology solutions for broker dealers, banks, mutual funds and corporate issuers. It was founded in 1962, and is headquartered in reputed company, reputed company, USA, with a workforce of 10001+ employees. Its website is http://www.reputed company.com.
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